Important Disclosure Information

Please Note: Limitations

Neither rankings nor recognitions by unaffiliated rating services, publications, media, or other organizations,  nor the achievement of any professional designation, certification, degree, or license, membership in any professional organization, or any amount of prior experience or success, should be construed by a client or prospective client as a guarantee that the client will experience a certain level of results if the investment professional or the  investment professional’s firm is engaged, or continues to be engaged, to provide investment advisory services. A fee was not paid by either the investment professional or the investment professional’s firm to receive the ranking. The ranking is based upon specific criteria and methodology (see ranking criteria/methodology). No ranking or recognition should be construed as an endorsement by any past or current client of the investment professional or the  investment professional’s firm.

Barron's Ranking Criteria/Methodology 

Barron's Top 100 RIA Firms ranking is based on both qualitative and quantitative factors, including the assets a firm manages and the revenue those assets generate, its regulatory record, staffing levels, and diversity, technology spending, and succession planning.